Regulatory Operations and Risk Officer

2020-01-13 11:26:192020-02-09 First Call
Job Type Permanent Full Time
Location Guernsey
Area Guernsey, Channel Islands Guernsey
Sector Financial Services - Compliance & Risk
Salary See Job Description
Currency GBP
Start Date ASAP
Job Ref 40725_1578914779
Job Views 23

Are you an ambitious and qualified compliance professional looking to join a growing financial services player in a varied role that will see you involved in more than pure compliance matters?

Reporting to the Chief Compliance Officer, this newly created and varied role will see you involved in visiting accredited intermediaries to test reliance and addressing critical regulatory matters and the organisation's continued drive to manage and mitigate key risks. You'll be empowered to do this by having unfettered access to the company's various business lines and departments.

Responsibilities will include but not be limited to;

  • Assisting the Trust, Operational Risk and Compliance teams with various sample-on-demand, risk, Management Information, assurance testing and Compliance Monitoring Programme matters
  • Managing onsite and desktop sample testing for identification and verification documentation held on selected clients and the timely resolution to queries and actions required from testing and visits
  • Working closely with various stakeholders and providing Management Information to the company's leadership team and Board
  • Performing specialist transaction monitoring and other related duties which will be developed in the future

You'll be a qualified compliance professional with strong attention to detail and the ability to work independently with a client focus as you will be making visits to client premises.

Should this opportunity to make a major career move to start the new year be of interest, kindly get in touch with a copy of your CV or call Jack today at 714634 to discuss further.

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